Nicholas Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2022)
    • CF30 Customer (23 May 2016 to 6 May 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2004 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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