Nicholas Gray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 27 Sep 2023)
    • [FCA CF] Client dealing (since 27 Sep 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Sep 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Sep 2023)
    • CF30 Customer (1 Nov 2012 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Sep 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Sep 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 19 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Sep 2023)
    • CF30 Customer (1 Nov 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (16 Nov 2009 to 31 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Jul 2008 to 13 Nov 2009)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (30 Jul 2002 to 8 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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