Nicholas Gerarde Wilson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 5 Oct 2012)
    • CF11 Money Laundering Reporting (20 May 2004 to 1 Aug 2019)
    • CF1 Director (26 Apr 2004 to 2 Oct 2019)
    • CF10 Compliance Oversight (26 Apr 2004 to 1 Aug 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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