Nicholas Georgiou

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N Georgiou

    FRN 304834

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF11 Money Laundering Reporting (19 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)

Recent activity

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