Nicholas George Munns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2020)
- CF30 Customer (17 May 2018 to 8 Dec 2019)
Tudor Capital Europe LLP (no longer approved here)
FRN 492155
- CF4 Partner (3 Jun 2015 to 31 Dec 2017)
- CF30 Customer (5 Aug 2014 to 31 Dec 2017)
Omni Partners LLP (no longer approved here)
FRN 416689
- CF30 Customer (21 May 2010 to 30 May 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 8 Jun 2009)
- CF26 Customer Trading (1 May 2007 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF26 Customer Trading (4 Dec 2004 to 30 Apr 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF26 Customer Trading (4 Dec 2004 to 30 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.