Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 5 Sep 2023)
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- [FCA CF] Client dealing (14 Sep 2020 to 1 Dec 2021)
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- CF4 Partner (AR) (29 Dec 2010 to 18 Jul 2011)
- CF30 Customer (16 Dec 2010 to 18 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 22 Nov 2010)
- CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.