Nicholas Francis Leming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Client dealing (since 31 Jan 2020)
    • [FCA CF] Manager of certification employee (18 Apr 2023 to 16 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 May 2007 to 24 Aug 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Client dealing (31 Jan 2020 to 14 Dec 2020)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF21 Investment Adviser (22 Nov 2006 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.