Nicholas Farrell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Jul 2009)
    • CF26 Customer Trading (1 Dec 2001 to 14 Jul 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 8 Jun 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 8 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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