Nicholas Eric Hugh Barran

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- [FCA CF] Client dealing (31 Dec 2020 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (31 Dec 2020 to 31 Dec 2023)
- CF30 Customer (8 Oct 2008 to 8 Dec 2019)
GAM London Limited (no longer approved here)
FRN 122330
- CF30 Customer (1 Nov 2007 to 26 Oct 2008)
- CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.