Nicholas Edward Kelly

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

2 Plan Wealth Management Limited
FRN 461598
- CF1 Director (AR) (since 15 Jul 2025)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (8)Employed By (3 Jan 2018 to 28 Aug 2025)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (31 Oct 2014 to 28 Aug 2025)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (18 Aug 2014 to 22 Aug 2025)
Timber Finance Limited (no longer approved here)
FRN 626288
- Employed By (18 Aug 2014 to 16 Mar 2018)
Bankhall Support Services Limited (no longer approved here)
FRN 164877
- CF29 Significant management (2 Sep 2010 to 31 Oct 2012)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (10 Dec 2002 to 30 Jan 2006)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (10 Dec 2002 to 30 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.