Nicholas Edward Joyner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID WILLIAMS I F A LIMITED

    FRN 530750

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Lord Clarke Limited (no longer approved here)

    FRN 542556

    • CF30 Customer (18 May 2011 to 22 Sep 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Jan 2010 to 29 Oct 2010)

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Updates to this individual's record on the FCA register.

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