Nicholas Duncan Wood

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ingram Finance Limited
FRN 519975
- (1)Employed By (since 27 Nov 2025)
Independent Financial Advice Bureau (Watford) LLP
FRN 652973
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF4 Partner (2 Feb 2015 to 8 Dec 2019)
Commercial Finance Practice Limited
FRN 653602
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Sep 2015 to 8 Dec 2019)
Independent Mortgage Advice Bureau (IMAB) Ltd
FRN 409664
- (1)Employed By (since 3 Jan 2013)
- (1)Employed By (22 Jun 2006 to 29 Dec 2006)
Financial Advice Bureau (no longer approved here)
FRN 193271
- (5)Employed By (10 May 2006 to 29 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.