Nicholas Dewi Hughes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF6 Head of Key Business Areas (21 Feb 2023 to 1 Feb 2026)
    • [PRA CF] Managing a material risk taker (27 Sep 2021 to 31 Jan 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (22 Oct 2019 to 12 Aug 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Material risk taker (16 Nov 2016 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 4 Dec 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (22 Oct 2019 to 12 Aug 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Material risk taker (16 Nov 2016 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (23 Jul 2009 to 6 Mar 2016)

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