Nicholas Denman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Feb 2023 to 21 Dec 2023)
    • [FCA CF] Material risk taker (17 May 2017 to 6 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 23 May 2002)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Jan 2026)
    • CF30 Customer (13 Feb 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 23 May 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (26 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Material risk taker (26 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (26 Jan 2018 to 8 Mar 2019)
    • CF21 Investment Adviser (23 May 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.