NICHOLAS DE WIGGONDENE-SHEPPARD

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bluefriars Brokers Limited (no longer approved here)
FRN 604987
- CF1 Director (AR) (22 Apr 2022 to 26 May 2023)
- [FCA CF] Significant management (20 Apr 2021 to 23 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 7 Apr 2021)
- CF1 Director (18 Nov 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (18 Nov 2019 to 7 Apr 2021)
Blue Mountain Capacity Limited (no longer approved here)
FRN 927504
- Employed By (22 Apr 2022 to 26 May 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.