Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 18 Dec 2023)
- [FCA CF] Manager of certification employee (since 18 Dec 2023)
- [FCA CF] Manager of certification employee (3 Mar 2021 to 3 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
- CF30 Customer (30 Mar 2016 to 8 Dec 2019)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 18 Dec 2023)
- [FCA CF] Manager of certification employee (since 18 Dec 2023)
- [FCA CF] Manager of certification employee (3 Mar 2021 to 3 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.