Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ludgate Investments Limited (no longer approved here)

    FRN 194783

    • CF2 Non Executive Director (2 Jun 2014 to 6 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2014)
    • CF3 Chief Executive (27 Aug 2004 to 16 Mar 2011)
    • CF8 Apportionment and Oversight (27 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (29 Oct 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.