Nicholas David Oram

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (4 May 2017 to 22 Jan 2018)
Stroud Wealth Management LLP (no longer approved here)
FRN 485825
- (1)Employed By (4 May 2017 to 22 Jan 2018)
Foster Denovo Limited (no longer approved here)
FRN 462728
- CF30 Customer (14 Mar 2016 to 30 Nov 2016)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF30 Customer (24 Feb 2015 to 26 Feb 2016)
Howden Employee Benefits & Wellbeing Limited (no longer approved here)
FRN 312841
- CF30 Customer (14 Feb 2012 to 28 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.