Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMS Wealth Ltd (no longer approved here)

    FRN 586862

    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Oct 2018)
    • CF1 Director (2 Apr 2013 to 2 Oct 2018)
    • CF10 Compliance Oversight (2 Apr 2013 to 2 Oct 2018)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 2 Oct 2018)
    • CF30 Customer (2 Apr 2013 to 13 Jun 2019)
    • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.