Nicholas David LAWSON

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
    • [FCA CF] Client dealing (since 19 Feb 2026)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (21 May 2024 to 9 Dec 2025)
    • [FCA CF] Client dealing (21 May 2024 to 9 Dec 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (31 Jul 2019 to 9 Feb 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (14 Sep 2018 to 23 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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