Nicholas David Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lancett & Co Limited

    FRN 533498

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2021)
    • [FCA CF] Client dealing (since 22 Jan 2021)
    • Sole trader dealing with clients for which they require qualification (since 22 Jan 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (12 May 2008 to 22 Nov 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (13 Jan 2005 to 24 Jan 2005)
    • CF4 Partner (AR) (25 Nov 2004 to 25 Jun 2005)
  • Spectrum Insurance & Financial Consultants (no longer approved here)

    FRN 224367

    • (3)Employed By (13 Jan 2005 to 25 Jun 2005)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF4 Partner (AR) (13 May 2003 to 30 Apr 2004)
    • CF22 Investment Adviser (Trainee) (13 May 2003 to 30 Apr 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 4 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.