Nicholas David Franks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (6 Nov 2007 to 17 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 17 Apr 2010)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Aug 2004 to 27 May 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (22 May 2002 to 17 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
  • Future Finance (GB) Ltd (no longer approved here)

    FRN 212012

    • (2)Employed By (22 May 2002 to 17 Apr 2010)
  • Douglas Powell Associates (no longer approved here)

    FRN 188110

    • (6)Employed By (22 Feb 2000 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.