Nicholas David Beal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID WILLIAMS I F A LIMITED

    FRN 530750

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Mar 2013)
    • CF30 Customer (since 9 Nov 2010)
    • CF1 Director (9 Nov 2010 to 8 Dec 2019)
  • The Retirement Desk Limited

    FRN 689851

    • (3)Employed By (since 27 May 2015)
  • David Williams IFA Mortgage & Insurance Services Ltd

    FRN 597007

    • (3)Employed By (since 22 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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