Nicholas Cyril Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advance Wealth Limited (no longer approved here)

    FRN 494241

    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Oct 2024)
    • CF10 Compliance Oversight (20 Sep 2017 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 30 Sep 2010)
  • AMAS Ltd (no longer approved here)

    FRN 229875

    • (20)Employed By (1 Dec 2003 to 26 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.