Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beyond Advice Group Ltd
FRN 830162
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
- [FCA CF] Client dealing (since 23 Jul 2024)
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- [FCA CF] Client dealing (10 Jul 2023 to 4 Jul 2024)
- [FCA CF] Functions requiring qualifications (10 Jul 2023 to 4 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2013)
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.