Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 5 Apr 2024)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Sep 2011)
    • CF30 Customer (since 26 Sep 2011)
  • AFL Financial Strategies Ltd (no longer approved here)

    FRN 564343

    • Employed By (26 Sep 2011 to 13 Aug 2024)
  • Anglia Financial Ltd (no longer approved here)

    FRN 193166

    • (7)Employed By (11 Aug 2000 to 7 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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