Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mulberry Tree Wealth Management Ltd
FRN 1010980
- (2)Employed By (since 5 Apr 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 26 Sep 2011)
- CF30 Customer (since 26 Sep 2011)
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- Employed By (26 Sep 2011 to 13 Aug 2024)
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- (7)Employed By (11 Aug 2000 to 7 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.