Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 May 2020)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 23 Aug 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 31 Dec 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (6 Jun 2003 to 5 Aug 2010)
    • CF3 Chief Executive (6 Jun 2003 to 5 Aug 2010)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 23 Aug 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 23 Aug 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 23 Aug 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (24 Aug 2005 to 5 Aug 2010)
    • CF8 Apportionment and Oversight (11 Nov 2003 to 5 Aug 2010)
    • CF3 Chief Executive (11 Nov 2003 to 5 Aug 2010)
    • CF1 Director (24 Oct 2002 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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