Nicholas Corcoran

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 4 Nov 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (24 Nov 2021 to 7 Jul 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 May 2018 to 2 Dec 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (6 Mar 2006 to 13 Apr 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2003 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.