Nicholas Cooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JOHN PRESTON & CO. (BELFAST) LIMITED
FRN 677934
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (8 May 2015 to 8 Dec 2019)
First Senior Finance Limited (no longer approved here)
FRN 726510
- CF1 Director (AR) (7 Aug 2023 to 27 Jun 2024)
Fish Administration Limited (no longer approved here)
FRN 310172
- SMF3 (AR) Executive Director function (9 Dec 2019 to 9 Dec 2019)
- CF1 Director (AR) (30 May 2018 to 8 Dec 2019)
First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- CF1 Director (AR) (1 Nov 2010 to 25 May 2018)
MARK BATES LIMITED (no longer approved here)
FRN 308390
- CF1 Director (AR) (23 Sep 2009 to 13 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.