Nicholas Cohen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leodis Wealth Limited

    FRN 707896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 28 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 18 May 2022)
    • Appointed representative dealing with clients for which they require qualification (18 May 2022 to 1 Sep 2022)
  • ROCKWOOD FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 593766

    • CF30 Customer (15 Sep 2020 to 28 May 2022)
    • [FCA CF] Functions requiring qualifications (3 Sep 2020 to 17 May 2022)
    • [FCA CF] Client dealing (3 Sep 2020 to 17 May 2022)
    • Appointed representative dealing with clients for which they require qualification (3 Sep 2020 to 17 May 2022)
  • Leon & Co Financial Services Limited (no longer approved here)

    FRN 913412

    • (1)Employed By (15 Sep 2020 to 28 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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