Nicholas Cliffe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 7 Jun 2024)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2017)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 Sep 2015 to 1 Feb 2017)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (24 Jun 2010 to 29 Jun 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 14 May 2010)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2007 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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