Nicholas Christopher John Fitzgerald

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Jun 2015 to 8 Dec 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (6 Sep 2010 to 13 Feb 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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