Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KARIS INSURANCE BROKERS LIMITED
FRN 1020703
- SMF3 Executive Director (since 25 Apr 2025)
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KARIS CAPITAL LIMITED
FRN 951936
- Responsibility for MCD Intermediation (since 12 Dec 2023)
- Responsible for Insurance Distribution (since 12 Dec 2023)
- SMF16 Compliance Oversight (since 12 Dec 2023)
- SMF3 Executive Director (since 12 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (since 8 Nov 2023)
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- [FCA CF] Significant management (30 Mar 2021 to 8 Nov 2023)
- SMF3 (AR) Executive Director function (17 Jun 2020 to 8 Nov 2023)
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- (1)Employed By (17 Jun 2020 to 8 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
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