Nicholas Charles Wallis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF28 Systems and controls (1 Nov 2007 to 27 Nov 2013)
    • CF1 Director (14 Feb 2005 to 27 Nov 2013)
    • CF13 Finance (2 Mar 2004 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 12 Mar 2003)
    • CF2 Non Executive Director (1 Dec 2001 to 12 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.