Nicholas Charles Vivian Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jul 2024)
- CF1 Director (AR) (26 Jan 2011 to 17 Jul 2024)
- CF30 Customer (14 Sep 2010 to 17 Jul 2024)
HFS Consultants Limited (no longer approved here)
FRN 476072
- Employed By (3 Jan 2012 to 2 Jul 2012)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (11 Jan 2008 to 1 Feb 2010)
Stanhope Cooper Insurance Brokers Limited (no longer approved here)
FRN 447532
- CF21 Investment Adviser (16 Aug 2006 to 9 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.