Nicholas Charles Peter Anderson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 3 Jul 2024)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Manager of certification employee (18 Oct 2022 to 18 Apr 2024)
- [FCA CF] Client dealing (20 May 2022 to 6 May 2024)
Varramore Partners Limited (no longer approved here)
FRN 917829
- CF30 Customer (3 Dec 2021 to 15 Mar 2022)
- CF4 Partner (AR) (3 Dec 2021 to 15 Mar 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (5 May 2010 to 18 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.