Nicholas Charles Marshall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 31 Oct 2014)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
    • CF26 Customer Trading (2 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Aug 2005 to 14 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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