Nicholas Charles Lyster

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principal Global Investors (Europe) Limited (no longer approved here)

    FRN 191120

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Aug 2006 to 31 Oct 2007)
    • CF3 Chief Executive (3 Aug 2006 to 28 Jul 2016)
    • CF10 Compliance Oversight (3 Aug 2006 to 2 Jan 2008)
    • CF1 Director (1 Dec 2001 to 28 Jul 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.