Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Mediation (14 Jan 2005 to 21 Feb 2006)
- CF8 Apportionment and Oversight (29 Oct 2002 to 24 Jan 2003)
- CF1 Director (1 Dec 2001 to 13 May 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.