Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Feb 2006)
    • CF8 Apportionment and Oversight (29 Oct 2002 to 24 Jan 2003)
    • CF1 Director (1 Dec 2001 to 13 May 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.