Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF30 Customer (since 25 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2022)
    • CF1 Director (AR) (since 21 Jan 2022)
    • CF30 Customer (since 21 Jan 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (AR) (2 May 2018 to 30 Mar 2020)
    • CF30 Customer (8 Jun 2017 to 30 Mar 2020)
  • Brampton Wealth Management Ltd (no longer approved here)

    FRN 807625

    • Employed By (2 May 2018 to 23 Feb 2022)
  • McLay - James Ltd (no longer approved here)

    FRN 227553

    • (3)Employed By (30 Jun 2015 to 3 May 2018)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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