Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cassian Capital LLP
FRN 210441
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Nov 2004 to 8 Dec 2019)
- CF4 Partner (30 Oct 2002 to 8 Dec 2019)
- CF27 Investment Management (30 Oct 2002 to 31 Oct 2007)
- CF3 Chief Executive (30 Oct 2002 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Oct 2002 to 1 Jul 2003)
- CF8 Apportionment and Oversight (30 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.