Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (12 Nov 2021 to 23 Feb 2022)
    • [FCA CF] Functions requiring qualifications (12 Nov 2021 to 23 Feb 2022)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (13 Oct 2015 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (31 Mar 2015 to 18 Jun 2015)
  • First Wealth LLP (no longer approved here)

    FRN 506489

    • Employed By (24 Feb 2015 to 18 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.