Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Partners Wealth Management LLP
FRN 442303
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
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- [FCA CF] Client dealing (12 Nov 2021 to 23 Feb 2022)
- [FCA CF] Functions requiring qualifications (12 Nov 2021 to 23 Feb 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
- CF30 Customer (13 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (31 Mar 2015 to 18 Jun 2015)
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- Employed By (24 Feb 2015 to 18 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.