Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (3 Mar 2008 to 14 Jul 2008)
  • Active Insurance & Mortgage Services Ltd (no longer approved here)

    FRN 409897

    • Employed By (3 Mar 2008 to 14 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.