Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Nov 2024)
    • CF30 Customer (since 12 Nov 2024)
    • (2)Employed By (since 12 Nov 2024)
  • 4Life Wealth Management Limited (no longer approved here)

    FRN 919134

    • (11)Employed By (10 Jan 2020 to 19 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jul 2024)
    • CF30 Customer (24 Mar 2017 to 19 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Life Wealth Management Limited

  2. controlled function added: (11)Employed By at 4Life Wealth Management Limited