Nicholas Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Jan 2023)
    • [FCA CF] Client dealing (31 Mar 2020 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2020 to 30 Jun 2025)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (1 Oct 2022 to 30 Jun 2025)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (1 Dec 2001 to 9 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.