Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (16 Dec 2022 to 22 Aug 2025)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Client dealing (1 Aug 2021 to 2 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Aug 2021 to 30 Jun 2022)
    • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2022)
    • CF30 Customer (15 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.