Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
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- [FCA CF] Functions requiring qualifications (16 Dec 2022 to 22 Aug 2025)
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- [FCA CF] Client dealing (1 Aug 2021 to 2 Dec 2022)
- [FCA CF] Functions requiring qualifications (1 Aug 2021 to 30 Jun 2022)
- CF30 Customer (29 Apr 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2022)
- CF30 Customer (15 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.