Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF21 Investment Adviser (11 May 2004 to 11 Aug 2006)
    • CF26 Customer Trading (11 May 2004 to 11 Aug 2006)
    • CF27 Investment Management (11 May 2004 to 11 Aug 2006)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (2 Apr 2003 to 31 Jan 2004)
    • CF26 Customer Trading (2 Apr 2003 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.