Nicholas Barnes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBS Investment Executive Limited

    FRN 563849

    • [FCA CF] Client dealing (since 26 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
    • CF1 Director (30 Jan 2012 to 28 Oct 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 Oct 2010 to 10 Sep 2015)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF29 Significant management (1 Oct 2008 to 14 May 2009)
    • CF30 Customer (1 Nov 2007 to 14 May 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.