Nicholas Aspinall

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perenna Bank PLC

    FRN 956138

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF30 Customer (since 30 Jun 2022)
    • CF1 Director (AR) (since 30 Jun 2022)
    • [FCA CF] Client dealing (since 11 Feb 2022)
  • Silverstripe Investment Management Limited

    FRN 971469

    • (2)Employed By (since 30 Jun 2022)
  • Plata Finance Limited

    FRN 718925

    • SMF3 Executive Director (since 13 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2022 to 6 Mar 2023)
    • SMF16 Compliance Oversight (13 Apr 2022 to 6 Mar 2023)
  • Bamboo Limited

    FRN 720565

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2023)
    • CF11 Money Laundering Reporting (18 Aug 2016 to 8 Dec 2019)
    • CF1 Director (18 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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