Nicholas Anthony Otter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Optima Consumer Credit Limited
FRN 722799
- SMF3 Executive Director (since 10 Dec 2019)
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 10 Dec 2025)
- CF1 Director (23 Aug 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 Nov 2015 to 8 Dec 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 18 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.